Category «Securities Law»

AI in Finance and Banking January 15, 2024

This semi-monthly column by Sabrina I. Pacifici highlights news, government documents, NGO/IGO papers, academic papers and speeches on the subject of AI’s fast paced impact on the banking and finance sectors. The chronological links provided are to the primary sources, and as available, indicate links to alternate free versions. Four highlights from this post: The Macroeconomics of Artificial Intelligence; AI Tool Helps Fix Faulty Trades Amid Shift to Faster Settlement Times; Scenario Planning for an A(G)I Future; and Are ChatGPT and GPT-4 General-Purpose Solvers for Financial Text Analytics? A Study on Several Typical Tasks.

Subjects: AI in Banking and Finance, Cryptocurrency, Cybercrime, Cybersecurity, Economy, Financial System, Securities Law

Pete Recommends – Weekly highlights on cyber security issues, July 29, 2023

Privacy and cybersecurity issues impact every aspect of our lives – home, work, travel, education, finance, health and medical records – to name but a few. On a weekly basis Pete Weiss highlights articles and information that focus on the increasingly complex and wide ranging ways technology is used to compromise and diminish our privacy and online security, often without our situational awareness. Four highlights from this week: New Tool Shows if Your Car Might Be Tracking You, Selling Your Data; Crypto Sector Is Rife With ‘Fraud’ and ‘Hucksters’ Warns Gary Gensler; This Stalkerware is Spying On Thousands: Here’s What To Do; and How researchers broke ChatGPT and what it could mean for future AI development.

Subjects: AI, Blockchain, Cryptocurrencies, Cybercrime, Cybersecurity, Economy, Financial System, Health, Legal Research, Privacy, Securities Law

Elon Musk’s plans for Twitter could make its misinformation problems worse

As a researcher of social media platforms, Anjana Susarla, the Omura-Saxena Professorship in Responsible AI at the Broad College of Business, finds that Musk’s ownership of Twitter and his stated reasons for buying the company raise important issues. Those issues stem from the nature of the social media platform and what sets it apart from others.

Subjects: Civil Liberties, Free Speech, Legal Research, Securities Law, Social Media

Pete Recommends – Weekly highlights on cyber security issues, November 28, 2021

Privacy and security issues impact every aspect of our lives – home, work, travel, education, health and medical records – to name but a few. On a weekly basis Pete Weiss highlights articles and information that focus on the increasingly complex and wide ranging ways technology is used to compromise and diminish our privacy and security, often without our situational awareness. Five highlights from this week: An introduction to U.S. data compliance laws; Companies ditching VPNs for zero trust architectures to secure hybrid workplaces; Research finds US adults have context-specific views on biometric technology use; Apple iOS privacy settings to change now; and Mozilla has released a new platform for privacy-focused email communications.

Subjects: Criminal Law, Cybercrime, Cyberlaw, Cybersecurity, E-Commerce, Economy, Email Security, Healthcare, Information Architecture, Information Management, Privacy, Securities Law, Shopping, Social Media, Technology Trends

Tax Fraud By The Numbers: The Trump Timeline

Former CPA, writer and teacher Ken Boyd provides readers with an explanation of tax fraud that is clearly presented, instructive and relevant to the ongoing Mueller investigation. Boyd uses the extensive New York Times investigative report of November 2018 that documented a history of tax fraud allegedly committed by Donald Trump, his father and siblings, as the foundation for his lesson on various types of tax fraud. The allegations documented by the Times are under review by the New York State Department of Taxation and Finance.

Subjects: Business Research, Legal Research, Legal Research Training, Public Records, Securities Law, Tax

Reference from Coast to Coast: An Overview of Selected SEC Resources on the Web

Jan Bissett and Margi Heinen provide an overview of selected free and fee-based web resources, as well as pathfinders and guides authored by law librarians, that will faciliate the process of conducting effective SEC research.

Subjects: Business Research, Legal Research, Online Legal Research Services, Reference from Coast to Coast, Reference Resources, Search Strategies, SEC Filings, Securities Law